Handle day-to-day compliance tasks: opening client accounts and performing daily compliance monitoring and investigations
Propose, put in place and monitor controls related to compliance risks, in particular, but not limited to AML, cross-border, best execution, suitability, international sanctions, tax
Train and raise awareness of compliance risks among employees
Contribute to the communication and reporting to regulatory authorities (e.g., FINMA, MROS, auditors)
Actively contribute to regulatory and AML audits, regulatory watch
Profil attendu
Law or economics degree with specialization in finance
First experience in a similar function with regulated financial institutions
Very dynamic, energetic
Organized, autonomous and solution-oriented
Fluent in English and French. German a strong plus
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